-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, AtihsNy46ZT3IsNLZRiZKJGg8iIOOt9Lx8mlLRW+0hCvbmDdehdsjxHg0FCHSzVw suBSYkuI0Vk9JzmRs2BBMg== 0001144204-07-007094.txt : 20070213 0001144204-07-007094.hdr.sgml : 20070213 20070213142902 ACCESSION NUMBER: 0001144204-07-007094 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20070213 DATE AS OF CHANGE: 20070213 GROUP MEMBERS: CRAWFORD VENTURES, LLC FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: Crawford James T III CENTRAL INDEX KEY: 0001340708 FILING VALUES: FORM TYPE: SC 13G/A BUSINESS ADDRESS: BUSINESS PHONE: 704-849-0860 X101 MAIL ADDRESS: STREET 1: C/O POKERTEK, INC. STREET 2: 1020 CREWS ROAD, SUITE J CITY: MATTHEWS STATE: NC ZIP: 28106 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: POKERTEK INC CENTRAL INDEX KEY: 0001302177 STANDARD INDUSTRIAL CLASSIFICATION: MISCELLANEOUS MANUFACTURING INDUSTRIES [3990] IRS NUMBER: 000000000 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-81341 FILM NUMBER: 07608521 BUSINESS ADDRESS: STREET 1: 1020 CREWS ROAD STREET 2: SUITE J CITY: MATTHEWS STATE: NC ZIP: 28106 BUSINESS PHONE: 7048490867 MAIL ADDRESS: STREET 1: 1020 CREWS ROAD STREET 2: SUITE J CITY: MATTHEWS STATE: NC ZIP: 28106 SC 13G/A 1 v065426_sc13ga.htm
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
 
SCHEDULE 13G/A
(Amendment No. 1) 
(Rule 13d-102)
 
Information To Be Included In Statements Filed
Pursuant To Rules 13d-1(b), (c) And (d) And
Amendments Thereto Filed Pursuant To Rule 13d-2*
 
POKERTEK, INC.

(Name of Issuer)
 
Common Stock, no par value

(Title of Class of Securities)
 
730864105

(CUSIP Number)
 
December 31, 2006

(Date of Event Which Requires Filing of This Statement)
 
Check the appropriate box to designate the rule pursuant to which this schedule is filed:
 
¨
Rule 13d-1(b)
 
¨
Rule 13d-1(c)
 
x
Rule 13d-1(d)
 
*
 
The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page.
 
The information required in the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934 (“Act”) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).
 
 

 

CUSIP 730864105
         
  1.
 
NAME OF REPORTING PERSON
I.R.S. IDENTIFICATION NO. OF ABOVE PERSON (ENTITIES ONLY)
 
James T. Crawford, III
 
 
  2.
 
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
(a) o 
(b) o 
 
 
  3.
 
SEC USE ONLY
 
 
 
  4.
 
CITIZENSHIP OR PLACE OF ORGANIZATION
 
U.S.
 
 
     
NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON
WITH:
 
5.    SOLE VOTING POWER
 
1,373,900 (See Item 4)

6.    SHARED VOTING POWER
 
-0- (See Item 4)

7.    SOLE DISPOSITIVE POWER
 
1,373,900 (See Item 4)

8.    SHARED DISPOSITIVE POWER
 
-0- (See Item 4)
         
  9.
 
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
 
1,373,900
 
 
10.
 
CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES
 
¨
 
 
11.
 
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
 
14.5%
 
 
12.
 
TYPE OF REPORTING PERSON
 
IN (See Item 4)
 
 
 
 
 

 

CUSIP 730864105
         
  1.
 
NAME OF REPORTING PERSON
I.R.S. IDENTIFICATION NO. OF ABOVE PERSON (ENTITIES ONLY)
 
Crawford Ventures, LLC
 
 
  2.
 
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
(a) o 
(b) o 
 
 
  3.
 
SEC USE ONLY
 
 
 
  4.
 
CITIZENSHIP OR PLACE OF ORGANIZATION
 
North Carolina
 
 
     
NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON
WITH:
 
5.    SOLE VOTING POWER
 
1,373,900 (See Item 4)

6.    SHARED VOTING POWER
 
-0- (See Item 4)

7.    SOLE DISPOSITIVE POWER
 
1,373,900 (See Item 4)

8.    SHARED DISPOSITIVE POWER
 
-0- (See Item 4)
         
  9.
 
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
 
1,373,900
 
 
10.
 
CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES
 
¨
 
 
11.
 
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
 
14.5%
 
 
12.
 
TYPE OF REPORTING PERSON
 
OO (See Item 4)
 
 
 
 
 

 

CUSIP 730864105
 
Item 1.
 
(a)
 
Name of Issuer:
  
 
  
 
         
 
 
 
 
PokerTek, Inc.
  
 
  
 
         
 
 
(b)
 
Address of Issuer’s Principal Executive Offices:
  
 
  
 
         
 
 
 
 
1020 Crews Road, Suite J
Matthews, North Carolina 28106
  
 
  
 
         
Item 2.
 
(a)
 
Names of Persons Filing:
  
 
  
 
         
 
 
 
 
(i)     James T. Crawford, III
(ii)    Crawford Ventures, LLC
  
 
  
 
         
 
 
(b)
 
Address of Principal Business Office or, if none, Residence:
  
 
  
 
           
 
 
 
 
As to (i):
  
1020 Crews Road, Suite J
Matthews, North Carolina 28106
  
 
  
 
           
 
 
 
 
As to (ii)
  
5237 Lancelot Drive
  
 
  
 
           
 
 
 
 
 
  
Charlotte, North Carolina 28270
  
 
  
 
         
 
 
(c)
 
Place of Organization or Citizenship:
  
 
  
 
           
 
 
 
 
As to (i)
  
U.S.
  
 
  
 
           
 
 
 
 
As to (ii)
  
North Carolina
  
 
  
 
         
 
 
(d)
 
Title of Class of Securities:
  
 
  
 
         
 
 
 
 
Common Stock, no par value
  
 
  
 
         
 
 
(e)
 
CUSIP Number:    
  
 
  
 
         
 
 
 
 
730864105
  
 
  
 
     
Item 3.
 
If this statement is filed pursuant to §§240.13d - 1(b) or 240.13d - 2(b) or (c), check whether the person filing is a:
  
 
       
 
 
Not Applicable. This is a joint filing by the persons identified in Item 2, above, pursuant to Rules 13d-1(d) and Rule 13d-1(k) but not a group filing.
  
 
  
 
 
 
 

 

CUSIP 730864105
 
Item 4.
  
Ownership.
  
 
  
 
         
 
  
(a)
  
Amount beneficially owned:                                                      .
  
 
  
 
         
 
  
 
  
(i)     1,373,900
(ii)    1,373,900
  
 
  
 
         
 
  
(b)
  
Percent of Class:
  
 
  
 
         
 
  
 
  
(i)     14.5%
(ii)    14.5%
  
 
  
 
         
 
  
(c)
  
Number of Shares as to which such person has:
  
 
  
 
           
 
  
 
  
(i)
  
Sole power to vote or to direct the vote
  
 
  
 
           
 
  
 
  
 
  
(i)     1,373,900
(ii)    1,373,900
  
 
  
 
           
 
  
 
  
(ii)
  
Shared power to vote or to direct the vote
  
 
  
 
           
 
  
 
  
 
  
(i)     -0-
(ii)    -0-
  
 
  
 
           
 
  
 
  
(iii)
  
Sole power to dispose or to direct the disposition of
  
 
  
 
           
 
  
 
  
 
  
(i)     1,373,900
(ii)    1,373,900
  
 
  
 
           
 
  
 
  
(iv)
  
Shared power to dispose or to direct the disposition of
  
 
  
 
           
 
  
 
  
 
  
(i)     -0-
(ii)    -0-
  
 
  
 
     
Item 5.
  
Ownership of Five Percent or Less of a Class
  
 
     
 
  
If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than five percent of the class of securities, check the following:  ¨
  
 
     
 
  
Not Applicable.
  
 
       
Item 6.
  
Ownership of More Than Five Percent on Behalf of Another Person
  
 
  
 
       
 
  
See information in Item 4, above.
  
 
  
 
   
Item 7.
  
Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on By the Parent Holding Company or Control Person
     
 
  
Not Applicable.
  
 
       
Item 8.
  
Identification and Classification of Members of the Group
  
 
  
 
       
 
  
See information in Item 3 and Item 4, above.
  
 
  
 
       
Item 9.
  
Notice of Dissolution of Group
  
 
  
 
       
 
  
Not Applicable.
  
 
  
 
       
Item 10.
  
Certification
  
 
  
 
       
 
  
Not Applicable.
  
 
  
 

 
 

 

CUSIP 730864105
 
After reasonable inquiry and to the best of our knowledge and belief, we certify that the information set forth in this statement is true, complete and correct.
 
February 13, 2007
 
     
JAMES T. CRAWFORD, III
 
/s/ James T. Crawford, III
James T. Crawford, III
 
CRAWFORD VENTURES, LLC
   
By:
 
/s/ James T. Crawford, III
 
 
James T. Crawford, III, as Manager
 
 
 

 

CUSIP 730864105
 
EXHIBIT INDEX
 
Exhibit No.
 
Description
     
1
 
Joint Filing Agreement, dated January 30, 2006, by and between James Crawford and Crawford Ventures, LLC, pursuant to Rule 13d-1(k) of the Securities Exchange Act of 1934, as amended, incorporated by reference to the Schedule 13G filed by James Crawford and Crawford Ventures, LLC on January 31, 2006.
  
 
 
 

 
-----END PRIVACY-ENHANCED MESSAGE-----